Accession Number: | 0001209191-22-004095 |
Date: | 2022-01-18 |
Issuer: | SMITH MICRO SOFTWARE, INC. (SMSI) |
Original Submission Date: |
SMITH WILLIAM W JR
120 VANTIS
SUITE 350
ALISO VIEJO, CA 92656
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-01-18 | F | 6,748 | d | $4.39 | 4,651,801 | direct | ||
COMMON STOCK | 2022-01-18 | 0 | $0.00 | 455,028 f2 | indirect | ||||
COMMON STOCK | 2022-01-18 | 0 | $0.00 | 6,000 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | shares withheld, at an average vesting price of $4.39 per share, for payment of income taxes. |
f2 | held in the william w. smith, jr. ira |