Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-004095
Date:2022-01-18
Issuer: SMITH MICRO SOFTWARE, INC. (SMSI)
Original Submission Date:

Reporting Person:

SMITH WILLIAM W JR
120 VANTIS
SUITE 350 ALISO VIEJO, CA 92656

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-01-18 F 6,748 d $4.39 4,651,801 direct
COMMON STOCK 2022-01-18 0 $0.00 455,028 f2 indirect
COMMON STOCK 2022-01-18 0 $0.00 6,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares withheld, at an average vesting price of $4.39 per share, for payment of income taxes.
f2 held in the william w. smith, jr. ira
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