Form Type: 4

SEC EDGAR Link
Accession Number:0001833462-22-000004
Date:2022-01-18
Issuer: PUBMATIC, INC. (PUBM)
Original Submission Date:

Reporting Person:

KUMAR MUKUL
C/O PUBMATIC, INC.
601 MARSHALL ST. REDWOOD CITY, CA 94063

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2022-01-18 C 8,300 a $0.00 8,880 direct
CLASS A COMMON STOCK 2022-01-18 S 7,600 d $25.23 1,280 direct
CLASS A COMMON STOCK 2022-01-18 S 700 d $26.00 580 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2022-01-18 deemed execution date C 8,300 (d) class a common stock 8,300 $0.00 253,400 direct
Footnotes
IDfootnote
f1 the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $24.91 to $25.83, inclusive. the reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this form 4.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $25.91 to $26.17, inclusive. the reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this form 4.
f4 each share of class b common stock held by the issuer's executive officers, directors and their respective affiliates will convert automatically into one share of class a common stock upon any transfer, except for certain permitted transfers.
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