Accession Number: | 0000899243-22-002911 |
Date: | 2021-01-19 |
Issuer: | RALLYBIO CORP (RLYB) |
Original Submission Date: |
FRYER JEFFREY M
C/O RALLYBIO CORPORATION
234 CHURCH STREET, SUITE 1020
NEW HAVEN, CT 06510
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-01-19 | P | 1,400 | a | $8.70 | 44,048 | indirect | f2 | |
COMMON STOCK | 2021-01-19 | 0 | $0.00 | 272,609 | indirect | f3 | |||
COMMON STOCK | 2021-01-19 | 0 | $0.00 | 201,934 | indirect | f4 | |||
COMMON STOCK | 2021-01-19 | 0 | $0.00 | 201,934 | indirect | f5 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $8.01 to $9.00, inclusive. the reporting person undertakes to provide to rallybio corporation, any security holder of rallybio corporation, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this form 4. |
f2 | shares of common stock are held in a roth ira. |
f3 | shares of common stock are held in a revocable trust for which mr. fryer is the grantor. |
f4 | shares of common stock are held in an irrevocable trust for the benefit of one of mr. fryer's children. mr. fryer disclaims beneficial ownership of such shares. |
f5 | shares of common stock are held in an irrevocable trust for the benefit of one of mr. fryer's children. mr. fryer disclaims beneficial ownership of such shares. |