Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-22-002911
Date:2021-01-19
Issuer: RALLYBIO CORP (RLYB)
Original Submission Date:

Reporting Person:

FRYER JEFFREY M
C/O RALLYBIO CORPORATION
234 CHURCH STREET, SUITE 1020 NEW HAVEN, CT 06510

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-01-19 P 1,400 a $8.70 44,048 indirect f2
COMMON STOCK 2021-01-19 0 $0.00 272,609 indirect f3
COMMON STOCK 2021-01-19 0 $0.00 201,934 indirect f4
COMMON STOCK 2021-01-19 0 $0.00 201,934 indirect f5
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $8.01 to $9.00, inclusive. the reporting person undertakes to provide to rallybio corporation, any security holder of rallybio corporation, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this form 4.
f2 shares of common stock are held in a roth ira.
f3 shares of common stock are held in a revocable trust for which mr. fryer is the grantor.
f4 shares of common stock are held in an irrevocable trust for the benefit of one of mr. fryer's children. mr. fryer disclaims beneficial ownership of such shares.
f5 shares of common stock are held in an irrevocable trust for the benefit of one of mr. fryer's children. mr. fryer disclaims beneficial ownership of such shares.
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