Accession Number: | 0000811156-22-000061 |
Date: | 2022-03-18 |
Issuer: | CMS ENERGY CORP (CMS) |
Original Submission Date: |
RICH BRIAN F
ONE ENERGY PLAZA
JACKSON, MI 49201
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-03-18 | A | 2,540 | a | $0.00 | 87,210 f2 | direct | ||
COMMON STOCK | 2022-03-18 | F | 3,535 | d | $66.20 | 83,675 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | shares of common stock of cms energy corporation ("cms") were acquired as a result of cms exceeding certain performance criteria established under the 2019 restricted stock award granted to the reporting person in accordance with the provisions of the cms performance incentive stock plan. |
f2 | the total holdings reflect an adjustment of 341 additional shares of common stock of cms energy corporation ("cms") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the cms stock purchase plan, and an adjustment of 263 additional shares of restricted stock purchased on behalf of the reporting person as a result of automatic acquisition of restricted stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the cms performance incentive stock plan. |