Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-22-011893
Date:2022-03-20
Issuer: HASHICORP, INC. (HCP)
Original Submission Date:

Reporting Person:

WELIHINDA NAVAM
C/O HASHICORP, INC.
101 SECOND STREET, SUITE 700 SAN FRANCISCO, CA 94105

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2022-03-21 C 3,657 a $0.00 3,657 direct
CLASS A COMMON STOCK 2022-03-21 S 3,657 d $48.02 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2022-03-20 deemed execution date M 7,568 (d) class b common stock 7,568 $0.00 83,257 direct
CLASS B COMMON STOCK 0.0 2022-03-20 deemed execution date M 7,568 (a) class a common stock 7,568 $0.00 7,568 direct
CLASS B COMMON STOCK 0.0 2022-03-21 deemed execution date C 3,657 (d) class a common stock 3,657 $0.00 0 direct
Footnotes
IDfootnote
f1 each share of class b common stock is convertible into one share of class a common stock at the option of the holder and has no expiration date.
f2 the reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or rsus.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $47.895 to $48.075, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price.
f4 each rsu represents a contingent right to receive one share of issuer class b common stock.
f5 the rsus vest in eleven equal quarterly installments beginning on june 20, 2022.
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