Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-22-005104
Date:2022-03-26
Issuer: NEW YORK COMMUNITY BANCORP INC (NYCB)
Original Submission Date:

Reporting Person:

WANN ROBERT
102 DUFFY AVENUE
HICKSVILLE, NY 11801

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-03-26 F 6,607 d $10.97 1,518,697 direct
COMMON STOCK 2022-03-26 0 $0.00 537,441 indirect
COMMON STOCK 2022-03-26 0 $0.00 332,116 indirect
COMMON STOCK 2022-03-26 0 $0.00 24,730 indirect f2
COMMON STOCK 2022-03-26 0 $0.00 12,942 indirect f3
COMMON STOCK 2022-03-26 0 $0.00 10,033 indirect f4
COMMON STOCK 2022-03-26 0 $0.00 10,288 indirect f5
COMMON STOCK 2022-03-26 0 $0.00 18,768 indirect f6
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the number of shares held directly includes certain shares that were previously held by stock awards and that have subsequently vested.
f2 the remaining 24,730 shares, granted under stock award xi on march 29, 2017 pursuant to the new york community bancorp, inc. 2012 stock incentive plan, will vest on march 29, 2022.
f3 the remaining 12,942 shares, granted under stock award xii on march 26, 2018 pursuant to the new york community bancorp, inc. 2012 stock incentive plan, will vest on march 26, 2023.
f4 the remaining 10,033 shares, granted under stock award xiii on april 29, 2019 pursuant to the new york community bancorp, inc. 2012 stock incentive plan, will vest on april 29, 2022.
f5 the remaining 10,288 shares, granted under stock award xiv on march 17, 2020 pursuant to the new york community bancorp, inc. 2012 stock incentive plan, will vest on march 17, 2023.
f6 the remaining 18,768 shares, granted under stock award xv on february 26, 2021 pursuant to the new york community bancorp, inc. 2020 omnibus incentive plan, will vest in two equal annual installments commencing on february 26, 2023.
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