Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-22-042331
Date:2022-03-31
Issuer: HOWMET AEROSPACE INC. (HWM)
Original Submission Date:

Reporting Person:

PLANT JOHN C
201 ISABELLA STREET
SUITE 200 PITTSBURGH, PA 15212-5872

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-03-31 M 495,000 a $0.00 529,406 direct
COMMON STOCK 2022-03-31 F 215,227 d $35.94 314,179 direct
COMMON STOCK 2022-03-31 0 $0.00 1,587,730 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2022-03-31 deemed execution date M 495,000 (d) common stock 495,000 $0.00 3,094,999 direct
Footnotes
IDfootnote
f1 each restricted stock unit converted into common stock on a one-for-one basis.
f2 represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with rule 16b-3.
f3 shares held in trusts, each of which the reporting person is the trustee and beneficiary.
f4 reflects vesting of one-third of each restricted stock unit awards granted april 2, 2020 and june 9, 2020.
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