Accession Number: | 0001104659-22-042331 |
Date: | 2022-03-31 |
Issuer: | HOWMET AEROSPACE INC. (HWM) |
Original Submission Date: |
PLANT JOHN C
201 ISABELLA STREET
SUITE 200
PITTSBURGH, PA 15212-5872
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-03-31 | M | 495,000 | a | $0.00 | 529,406 | direct | ||
COMMON STOCK | 2022-03-31 | F | 215,227 | d | $35.94 | 314,179 | direct | ||
COMMON STOCK | 2022-03-31 | 0 | $0.00 | 1,587,730 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2022-03-31 | deemed execution date | M | 495,000 (d) | common stock 495,000 | $0.00 | 3,094,999 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit converted into common stock on a one-for-one basis. |
f2 | represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with rule 16b-3. |
f3 | shares held in trusts, each of which the reporting person is the trustee and beneficiary. |
f4 | reflects vesting of one-third of each restricted stock unit awards granted april 2, 2020 and june 9, 2020. |