Form Type: 4

SEC EDGAR Link
Accession Number:0001538716-22-000076
Date:2022-03-31
Issuer: OPORTUN FINANCIAL CORP (OPRT)
Original Submission Date:

Reporting Person:

LEE GINNY
C/O OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY SAN CARLOS, CA 94070

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-03-31 A 958 a $0.00 4,929 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the shares represent a fully vested restricted stock unit award. the reporting person has elected to defer delivery of the shares, pursuant to the restricted stock unit award grant notice (non-employee director) and restricted stock unit award agreement and the deferral election form, subject to compliance with the internal revenue code section 409a. the shares will be delivered in a lump sum on january 30 of the 5th year following the year in which 2022 director fees were earned (january 30, 2027).
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