Form Type: 4

SEC EDGAR Link
Accession Number:0001077183-22-000054
Date:2022-04-01
Issuer: NEOGENOMICS INC (NEO)
Original Submission Date:

Reporting Person:

BROWN DOUGLAS MATTHEW
9490 NEOGENOMICS WAY
FORT MYERS, FL 33912

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-04-01 A 82,305 a $0.00 158,684 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 28.33 deemed execution date 0 ( ) 2027-03-02 common stock 45,017 $28.33 45,017 direct
STOCK OPTION (RIGHT TO BUY) 53.17 deemed execution date 0 ( ) 2028-03-02 common stock 26,378 $53.17 26,378 direct
STOCK OPTION (RIGHT TO BUY) 21.41 deemed execution date 0 ( ) 2029-03-01 common stock 85,519 $21.41 85,519 direct
Footnotes
IDfootnote
f1 on april 1, 2022, mr. brown was granted 82,305 restricted stock awards. these awards vest on the first anniversary date of the grant date.
f2 on march 2, 2020, mr. brown was granted 45,017 stock options. these options vest ratably over the first four anniversary dates of the grant date.
f3 on march 2, 2021, mr. brown was granted 26,378 stock options. these options vest ratably over the first four anniversary dates of the grant date.
f4 on march 1, 2022, mr. brown was granted 85,519 stock options. these options vest ratably over the first four anniversary dates of the grant date.
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