Accession Number: | 0000874501-22-000086 |
Date: | 2022-04-01 |
Issuer: | AMBAC FINANCIAL GROUP INC (AMBC) |
Original Submission Date: |
LAMMTENNANT JOAN M
AMBAC FINANCIAL GROUP, INC.
ONE WORLD TRADE CENTER, 41ST FLOOR
NEW YORK, NY 10007
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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RESTRICTED STOCK UNITS | 0.0 | 2022-04-01 | deemed execution date | A | 4,626 (a) | common stock 4,626 | $0.00 | 53,695 | direct |
ID | footnote |
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f1 | each restricted stock unit ("rsu") represents a contingent right to receive one share of the common stock of ambac financial group, inc. (the "company"). |
f2 | rsu's granted on april 1, 2022 shall vest one year later on april 1, 2023. rsus that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the board of directors of the company. |