| Accession Number: | 0001628280-22-008620 |
| Date: | 2022-04-04 |
| Issuer: | DOMO, INC. (DOMO) |
| Original Submission Date: |
WONG CATHERINE
C/O DOMO, INC.
772 EAST UTAH VALLEY DRIVE
AMERICAN FORK, UT 84003
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CLASS B COMMON STOCK | 2022-04-04 | M | 21,401 | a | $25.50 | 181,677 | direct | ||
| CLASS B COMMON STOCK | 2022-04-04 | M | 13,458 | a | $8.40 | 195,135 | direct | ||
| CLASS B COMMON STOCK | 2022-04-04 | M | 666 | a | $25.50 | 195,801 | direct | ||
| CLASS B COMMON STOCK | 2022-04-04 | M | 475 | a | $27.60 | 196,276 | direct | ||
| CLASS B COMMON STOCK | 2022-04-04 | S | 36,000 | d | $55.24 | 160,638 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | 25.5 | 2022-04-04 | deemed execution date | X | 21,401 (d) | 2024-09-03 | class b common stock 21,401 | $25.50 | 5,265 | direct | ||
| STOCK OPTION (RIGHT TO BUY) | 8.4 | 2022-04-04 | deemed execution date | X | 13,458 (d) | 2023-10-07 | class b common stock 13,458 | $8.40 | 3,481 | direct | ||
| STOCK OPTION (RIGHT TO BUY) | 25.5 | 2022-04-04 | deemed execution date | X | 666 (d) | 2025-01-28 | class b common stock 666 | $25.50 | 0 | direct | ||
| STOCK OPTION (RIGHT TO BUY) | 27.6 | 2022-04-04 | deemed execution date | X | 475 (d) | 2026-09-30 | class b common stock 475 | $27.60 | 39,524 | direct |
| ID | footnote |
|---|---|
| f1 | the options exercised and stock sales reported by the reporting person were effected pursuant to a rule 10b5-1 trading plan adopted on december 17, 2021. |
| f2 | the sale price reported in column 4 of table i represents the weighted average sale price of the shares purchased ranging from $55.00 to $55.93 per share. upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| f3 | includes 362 shares acquired under the issuer's 2018 employee stock purchase plan on april 1, 2022. |
| f4 | 50% of the shares subject to the option vested on september 4, 2016 and 1/24 of the remaining shares subject to the option vest each month thereafter. |
| f5 | 100% of the shares subject to the option are fully vested. |
| f6 | 50% of the shares subject to the option vested on december 13, 2016 and 1/24 of the remaining shares subject to the option vest each month thereafter. |
| f7 | 1/4 of the shares subject to the option vested on november 16, 2016 and 1/48 of the shares subject to the option vest each month thereafter. |
