Form Type: 4

SEC EDGAR Link
Accession Number:0001019056-22-000322
Date:2022-04-06
Issuer: DELCATH SYSTEMS, INC. (DCTH)
Original Submission Date:

Reporting Person:

ROSALIND ADVISORS, INC.
175 BLOOR STREET SUITE 1316, NORTH TOWER
TORONTO, A6 M4W 3R8

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2022-04-06 P 1,000 a $6.49 424,500 indirect f1,f2
COMMON SHARES 2022-04-07 P 1,000 a $6.41 425,500 indirect f1,f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 includes 423,500 previously reported as of december 30, 2021 in accordance with form 3 filing indirectly owned by the reporting person as officer(s) of rosalind advisors, inc., the advisor to rosalind opportunities fund i l.p. and rosalind master fund l.p., collectively, the "rosalind funds".
f2 each reporting persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.
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