Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-22-011966
Date:2022-04-12
Issuer: MODERNA, INC. (MRNA)
Original Submission Date:

Reporting Person:

HOGE STEPHEN
C/O MODERNA, INC.
200 TECHNOLOGY SQUARE CAMBRIDGE, MA 02139

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-04-12 M 5,000 a $10.90 1,627,532 direct
COMMON STOCK 2022-04-12 S 5,000 d $159.00 1,622,532 direct
COMMON STOCK 2022-04-13 M 5,000 a $10.90 1,627,532 direct
COMMON STOCK 2022-04-13 M 10,000 a $0.99 1,637,532 direct
COMMON STOCK 2022-04-13 S 15,000 d $158.37 1,622,532 direct
COMMON STOCK 2022-04-12 0 $0.00 4,116 indirect
COMMON STOCK 2022-04-12 0 $0.00 151,933 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 10.9 2022-04-12 deemed execution date M 5,000 (d) 2026-02-23 common stock 5,000 $10.90 101,972 direct
STOCK OPTION (RIGHT TO BUY) 10.9 2022-04-13 deemed execution date M 5,000 (d) 2026-02-23 common stock 5,000 $10.90 96,972 direct
STOCK OPTION (RIGHT TO BUY) 0.99 2022-04-13 deemed execution date M 10,000 (d) 2023-08-19 common stock 10,000 $0.99 47,431 direct
Footnotes
IDfootnote
f1 the reported transaction was effected pursuant to a rule 10b5-1 trading plan adopted on december 27, 2018, as amended on january 7, 2021.
f2 these shares are owned directly by a trust for the benefit of dr. hoge's spouse and children, of which his spouse is a trustee. the reporting person disclaims section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for section 16 or any other purpose.
f3 this option is fully vested and exercisable.

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