Accession Number: | 0001213900-22-021044 |
Date: | 2022-04-19 |
Issuer: | ALTA EQUIPMENT GROUP INC. (ALTG) |
Original Submission Date: |
B. RILEY FINANCIAL, INC.
11100 SANTA MONICA BLVD,
SUITE 800
LOS ANGELES, CA 90025
B. RILEY SECURITIES, INC.
11100 SANTA MONICA BLVD,
SUITE 800
LOS ANGELES, CA 90025
RILEY BRYANT R
11100 SANTA MONICA BLVD,
SUITE 800
LOS ANGELES, CA 90025
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-04-19 | P | 13,357 | a | $11.49 | 5,651,604 | indirect | f1,f2,f3 | |
COMMON STOCK | 2022-04-19 | 0 | $0.00 | 624,596 f4 | direct | ||||
COMMON STOCK | 2022-04-19 | 0 | $0.00 | 1,062 | indirect | f3 | |||
COMMON STOCK | 2022-04-19 | 0 | $0.00 | 1,062 | indirect | f3 | |||
COMMON STOCK | 2022-04-19 | 0 | $0.00 | 1,062 | indirect | f3 | |||
COMMON STOCK | 2022-04-19 | 0 | $0.00 | 1,062 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this form 4 is being filed jointly by b. riley financial, inc., a delaware corporation ("brf"), b. riley securities, inc., a delaware corporation ("brs"), and bryant r. riley. |
f2 | brf is the parent company of brs. as a result, brf may be deemed to indirectly beneficially own the shares held by brs. |
f3 | bryant r. riley is the co-chief executive officer and chairman of the board of directors of brf. as a result, bryant r. riley may be deemed to indirectly beneficially own the shares of common stock directly held by brs. each of brf, brs, and bryant r. riley disclaims beneficial ownership of the outstanding shares of common stock reported herein, except to the extent of its/his respective pecuniary interest therein. |
f4 | represents shares held directly by bryant r. riley. |
f5 | the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $11.49 to $11.50, inclusive. the filing persons reporting person undertakes to provide to the commission, upon request, full information regarding the number of shares purchased at each separate price. |