Form Type: 4

SEC EDGAR Link
Accession Number:0001213900-22-021044
Date:2022-04-19
Issuer: ALTA EQUIPMENT GROUP INC. (ALTG)
Original Submission Date:

Reporting Person:

B. RILEY FINANCIAL, INC.
11100 SANTA MONICA BLVD,
SUITE 800 LOS ANGELES, CA 90025

Reporting Person:

B. RILEY SECURITIES, INC.
11100 SANTA MONICA BLVD,
SUITE 800 LOS ANGELES, CA 90025

Reporting Person:

RILEY BRYANT R
11100 SANTA MONICA BLVD,
SUITE 800 LOS ANGELES, CA 90025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-04-19 P 13,357 a $11.49 5,651,604 indirect f1,f2,f3
COMMON STOCK 2022-04-19 0 $0.00 624,596 f4 direct
COMMON STOCK 2022-04-19 0 $0.00 1,062 indirect f3
COMMON STOCK 2022-04-19 0 $0.00 1,062 indirect f3
COMMON STOCK 2022-04-19 0 $0.00 1,062 indirect f3
COMMON STOCK 2022-04-19 0 $0.00 1,062 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this form 4 is being filed jointly by b. riley financial, inc., a delaware corporation ("brf"), b. riley securities, inc., a delaware corporation ("brs"), and bryant r. riley.
f2 brf is the parent company of brs. as a result, brf may be deemed to indirectly beneficially own the shares held by brs.
f3 bryant r. riley is the co-chief executive officer and chairman of the board of directors of brf. as a result, bryant r. riley may be deemed to indirectly beneficially own the shares of common stock directly held by brs. each of brf, brs, and bryant r. riley disclaims beneficial ownership of the outstanding shares of common stock reported herein, except to the extent of its/his respective pecuniary interest therein.
f4 represents shares held directly by bryant r. riley.
f5 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $11.49 to $11.50, inclusive. the filing persons reporting person undertakes to provide to the commission, upon request, full information regarding the number of shares purchased at each separate price.
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