Accession Number: | 0001628280-22-010053 |
Date: | 2022-04-20 |
Issuer: | SMART GLOBAL HOLDINGS, INC. (SGH) |
Original Submission Date: |
ADAMS MARK
C/O SMART GLOBAL HOLDINGS, INC.
39870 EUREKA DRIVE
NEWARK, CA 94560
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
ORDINARY SHARES | 2022-04-20 | F | 13,945 | d | $24.51 | 919,199 | direct | ||
ORDINARY SHARES | 2022-04-20 | 0 | $0.00 | 19,640 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | reflects shares surrendered to the issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. no shares were sold. |
f2 | on february 1, 2022, the issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of january 25, 2022. the numbers in this form 4 have been adjusted for the share dividend, which was exempt from section 16 of the securities exchange act of 1934, as amended, pursuant to rule 16a-9 thereunder. |