Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-22-010053
Date:2022-04-20
Issuer: SMART GLOBAL HOLDINGS, INC. (SGH)
Original Submission Date:

Reporting Person:

ADAMS MARK
C/O SMART GLOBAL HOLDINGS, INC.
39870 EUREKA DRIVE NEWARK, CA 94560

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2022-04-20 F 13,945 d $24.51 919,199 direct
ORDINARY SHARES 2022-04-20 0 $0.00 19,640 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 reflects shares surrendered to the issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. no shares were sold.
f2 on february 1, 2022, the issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of january 25, 2022. the numbers in this form 4 have been adjusted for the share dividend, which was exempt from section 16 of the securities exchange act of 1934, as amended, pursuant to rule 16a-9 thereunder.
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