Form Type: 4

SEC EDGAR Link
Accession Number:0000709283-22-000009
Date:2022-04-22
Issuer: QUANTUM CORP /DE/ (QMCO)
Original Submission Date:

Reporting Person:

ROTHMAN MARC E
C/O QUANTUM CORPORATION
224 AIRPORT PARKWAY, SUITE 550 SAN JOSE, CA 95110

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-04-22 X 49,431 a $2.25 209,556 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
SUBSCRIPTION RIGHTS (RIGHTS TO BUY) 2.25 2022-04-22 deemed execution date X 49,431 (d) 2022-03-29 2022-04-22 common stock 49,431 $2.25 0 direct
Footnotes
IDfootnote
f1 exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the issuer's rights offering on april 22, 2022.
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