Accession Number: | 0000709283-22-000009 |
Date: | 2022-04-22 |
Issuer: | QUANTUM CORP /DE/ (QMCO) |
Original Submission Date: |
ROTHMAN MARC E
C/O QUANTUM CORPORATION
224 AIRPORT PARKWAY, SUITE 550
SAN JOSE, CA 95110
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-04-22 | X | 49,431 | a | $2.25 | 209,556 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
SUBSCRIPTION RIGHTS (RIGHTS TO BUY) | 2.25 | 2022-04-22 | deemed execution date | X | 49,431 (d) | 2022-03-29 | 2022-04-22 | common stock 49,431 | $2.25 | 0 | direct |
ID | footnote |
---|---|
f1 | exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the issuer's rights offering on april 22, 2022. |