Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-22-015793
Date:2021-04-01
Issuer: ALTA EQUIPMENT GROUP INC. (ALTG)
Original Submission Date:

Reporting Person:

COLUCCI ANTHONY
C/O ALTA EQUIPMENT GROUP
13211 MERRIMAN ROAD LIVONIA, MI 48150

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-02-14 M 16,250 a $0.00 36,500 direct
COMMON STOCK 2022-02-14 M 4,274 a $0.00 40,774 direct
COMMON STOCK 2022-03-28 A 13,943 a $0.00 54,717 direct
COMMON STOCK 2022-03-28 A 17,925 a $0.00 72,642 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-04-01 deemed execution date A 12,823 (a) common stock 12,823 $0.00 61,573 direct
RESTRICTED STOCK UNITS 0.0 2022-02-14 deemed execution date M 4,274 (d) common stock 4,274 $0.00 57,299 direct
RESTRICTED STOCK UNITS 0.0 2020-08-01 deemed execution date A 65,000 (a) common stock 65,000 $0.00 65,000 direct
RESTRICTED STOCK UNITS 0.0 2022-02-14 deemed execution date M 16,250 (d) common stock 16,250 $0.00 41,049 direct
Footnotes
IDfootnote
f1 the reporting person was previously granted time-based restricted stock units ("rsus") under the alta equipment group inc. 2020 omnibus incentive plan on august 1, 2020. each rsu represents the right to receive one share of common stock for each rsu. the rsus vest annually over 4 years starting on february 14, 2021, subject to reporting person's continued employment with the company. the disclosure in table ii is an amendment to the form 4 filed february 17, 2022.
f2 the reporting person was previously granted time-based rsus, under the alta equipment group inc. 2020 omnibus incentive plan on april 1, 2021. each rsu represents the right to receive one share of common stock for each rsu. the rsus vest annually over 3 years starting on february 14, 2022, subject to reporting person's continued employment with the company. the disclosure in table ii is an amendment to the form 4 filed february 17, 2022.
f3 represents shares of common stock underlying rsus granted to the reporting person. the reporting person was granted time-based restricted stock units ("rsus") under the alta equipment group inc. 2020 omnibus incentive plan on march 28, 2022. each rsu represents the right to receive one share of common stock for each rsu. the rsus vest annually over 3 years starting on february 14, 2023, subject to reporting person's continued employment with the company.
f4 represents shares of commons stock underlying psus granted to the reporting person. the reporting person was granted performance stock units ("psus") under the alta equipment group inc. 2020 omnibus incentive plan on march 28, 2022 following the achievement of 2021 performance targets and will vest annually over 2 years starting on february 14, 2023, subject to reporting person's continued employment with the company.
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