Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-22-015904
Date:2022-04-13
Issuer: CELULARITY INC (CELU)
Original Submission Date:

Reporting Person:

GLOVER BRADLEY
C/O CELULARITY INC.
170 PARK AVENUE FLORHAM PARK, NJ 07932

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2022-04-13 A 19,686 a $0.00 19,686 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 10.16 2022-04-13 deemed execution date A 57,721 (a) 2032-04-13 class a common stock 57,721 $10.16 57,721 direct
Footnotes
IDfootnote
f1 these shares represent restricted stock units ("rsus") granted under the celularity inc. 2021 plan, with each rsu representing a right to receive one share of the issuer's class a common stock. the rsus is subject to time-based vesting over a four-year period, with 25% vesting on the one-year anniversary of the grant date, and the remainder vesting in equal annual installments thereafter so that vested in full on the four-year anniversary of the grant date, and subject to the reporting person's continuous service on each vesting date.
f2 this option shall vest and become exercisable over a four-year period, with 25% of the option vesting on the one-year anniversary of the grant date, and the remainder vesting in equal monthly installments thereafter so that vested in full on the four-year anniversary of the grant date, and subject to the reporting person's continuous service on each vesting date.
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