Accession Number: | 0000899243-22-015904 |
Date: | 2022-04-13 |
Issuer: | CELULARITY INC (CELU) |
Original Submission Date: |
GLOVER BRADLEY
C/O CELULARITY INC.
170 PARK AVENUE
FLORHAM PARK, NJ 07932
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2022-04-13 | A | 19,686 | a | $0.00 | 19,686 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 10.16 | 2022-04-13 | deemed execution date | A | 57,721 (a) | 2032-04-13 | class a common stock 57,721 | $10.16 | 57,721 | direct |
ID | footnote |
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f1 | these shares represent restricted stock units ("rsus") granted under the celularity inc. 2021 plan, with each rsu representing a right to receive one share of the issuer's class a common stock. the rsus is subject to time-based vesting over a four-year period, with 25% vesting on the one-year anniversary of the grant date, and the remainder vesting in equal annual installments thereafter so that vested in full on the four-year anniversary of the grant date, and subject to the reporting person's continuous service on each vesting date. |
f2 | this option shall vest and become exercisable over a four-year period, with 25% of the option vesting on the one-year anniversary of the grant date, and the remainder vesting in equal monthly installments thereafter so that vested in full on the four-year anniversary of the grant date, and subject to the reporting person's continuous service on each vesting date. |