| Accession Number: | 0000899243-22-015919 |
| Date: | 2022-04-26 |
| Issuer: | PETCO HEALTH & WELLNESS COMPANY, INC. (WOOF) |
| Original Submission Date: |
LAROSE BRIAN
C/O PETCO HEALTH AND WELLNESS COMPANY,
INC., 10850 VIA FRONTERA
SAN DIEGO, CA 92127
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | 2022-04-26 | A | 28,491 | a | $0.00 | 95,904 | direct | ||
| CLASS A COMMON STOCK | 2022-04-26 | 0 | $0.00 | 3,000 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 21.06 | 2022-04-26 | deemed execution date | A | 69,445 (a) | 2032-04-26 | class a common stock 69,445 | $21.06 | 69,445 | direct |
| ID | footnote |
|---|---|
| f1 | represents 28,491 restricted stock units ("rsus") granted under the petco health and wellness company, inc. 2021 equity incentive plan (the "2021 plan"). each rsu represents the right to receive one share of class a common stock of the issuer ("class a common stock"). the rsus will vest in the following installments: (i) 34% on the first anniversary of 04/26/2022 (the "grant date"); (ii) 16.5% on the date that is 18 months following the grant date; (iii) 16.5% on the second anniversary of the grant date; (iv) 16.5% on the date that is 30 months following the grant date; and (v) 16.5% on the third anniversary of the grant date. |
| f2 | includes 53,827 outstanding rsus granted under the 2021 plan. |
| f3 | represents options to purchase class a common stock granted under the 2021 plan. the options will vest in the following installments: (i) 34% on the first anniversary of the grant date; (ii) 16.5% on the date that is 18 months following the grant date; (iii) 16.5% on the second anniversary of the grant date; (iv) 16.5% on the date that is 30 months following the grant date; and (v) 16.5% on the third anniversary of the grant date. |
