Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-22-012854
Date:2022-04-28
Issuer: MODERNA, INC. (MRNA)
Original Submission Date:

Reporting Person:

HORNING SANDRA
C/O MODERNA, INC.
200 TECHNOLOGY SQUARE CAMBRIDGE, MA 02139

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-04-28 M 703 a $0.00 703 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2022-04-28 deemed execution date M 703 (d) common stock 703 $0.00 0 direct
STOCK OPTION (RIGHT TO BUY) 142.52 2022-04-28 deemed execution date A 4,061 (a) common stock 4,061 $142.52 4,061 direct
RESTRICTED STOCK UNITS 0.0 2022-04-28 deemed execution date A 670 (a) common stock 670 $0.00 670 direct
Footnotes
IDfootnote
f1 restricted stock units convert into common stock on a one-for-one basis.
f2 the shares subject to this restricted stock unit award vested in full on april 28, 2022.
f3 this option will become fully vested and exercisable on the earlier of april 28, 2023, or moderna's next annual meeting of stockholders, subject to the recipient's continued service.
f4 the shares subject to this restricted stock unit award will vest in full on the earlier of april 28, 2023, or moderna's next annual meeting of stockholders, subject to the recipient's continued service.

Elevate your investments