Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-22-012938
Date:2022-04-28
Issuer: MODERNA, INC. (MRNA)
Original Submission Date:

Reporting Person:

AFEYAN NOUBAR
55 CAMBRIDGE PARKWAY, SUITE 800E
CAMBRIDGE, MA 02142

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-04-28 M 703 a $0.00 2,239,673 direct
COMMON STOCK 2022-04-28 0 $0.00 3,924 indirect f2
COMMON STOCK 2022-04-28 0 $0.00 11,460,435 indirect f3
COMMON STOCK 2022-04-28 0 $0.00 3,276,339 indirect f4
COMMON STOCK 2022-04-28 0 $0.00 2,840,318 indirect f5
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 142.52 2022-04-28 deemed execution date A 5,415 (a) 2032-04-28 common stock 5,415 $142.52 5,415 direct
RESTRICTED STOCK UNITS 0.0 2022-04-28 deemed execution date M 703 (d) common stock 703 $0.00 0 direct
Footnotes
IDfootnote
f1 restricted stock units convert into common stock on a one-for-one basis.
f2 securities held by flagship pioneering, inc. ("flagship pioneering"). noubar b. afeyan, ph.d. is the ceo and a stockholder of flagship pioneering. each of the reporting persons except for flagship pioneering disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
f3 shares held by flagship venturelabs iv llc ("venturelabs iv"). flagship ventures fund iv, l.p. ("flagship fund iv") is a member of venturelabs iv and also serves as its manager. flagship ventures fund iv general partner llc ("flagship fund iv gp") is the general partner of flagship fund iv. noubar b. afeyan, ph.d. is the sole the manager of flagship fund iv gp. each of the reporting persons except for venturelabs iv disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
f4 shares held by flagship ventures fund iv. flagship fund iv gp is the general partner of flagship fund iv. noubar b. afeyan, ph.d. is the sole manager of flagship fund iv gp. each of the reporting persons except for flagship fund iv disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
f5 shares held by flagship ventures fund iv-rx, l.p. ("flagship fund iv-rx"). flagship fund iv gp is the general partner of flagship fund iv-rx. noubar b. afeyan, ph.d. is the sole manager of flagship fund iv gp. each of the reporting persons except for flagship fund iv-rx disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
f6 this option will become fully vested and exercisable on the earlier of april 28, 2023, or moderna's next annual meeting of stockholders, subject to the recipient's continued service.
f7 the shares subject to this restricted stock unit award vested in full on april 28, 2022.

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