Accession Number: | 0001783879-22-000100 |
Date: | 2022-05-01 |
Issuer: | ROBINHOOD MARKETS, INC. (HOOD) |
Original Submission Date: |
HOWARD GRETCHEN
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD
MENLO PARK, CA 94025
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2022-05-01 | M | 8,215 | a | $0.00 | 387,638 | direct | ||
CLASS A COMMON STOCK | 2022-05-01 | F | 4,073 | d | $9.81 | 383,565 | direct | ||
CLASS A COMMON STOCK | 2022-05-01 | 0 | $0.00 | 168,064 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2022-05-01 | deemed execution date | M | 8,215 (d) | 2026-02-14 | class a common stock 8,215 | $0.00 | 65,714 | direct |
ID | footnote |
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f1 | restricted stock units ("rsus") convert into class a common stock on a one-for-one basis upon vesting and settlement. |
f2 | represents shares withheld by robinhood markets, inc. ("robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 8,215 rsus and does not represent a sale by the reporting person. |
f3 | on february 15, 2019, the reporting person was granted 394,283 rsus under robinhood's amended and restated 2013 stock plan, which award was amended and restated on january 13, 2020. one-fourth (1/4) of these rsus were scheduled to vest on january 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the reporting person's continued service with robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |