Form Type: 4

SEC EDGAR Link
Accession Number:0001783879-22-000100
Date:2022-05-01
Issuer: ROBINHOOD MARKETS, INC. (HOOD)
Original Submission Date:

Reporting Person:

HOWARD GRETCHEN
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2022-05-01 M 8,215 a $0.00 387,638 direct
CLASS A COMMON STOCK 2022-05-01 F 4,073 d $9.81 383,565 direct
CLASS A COMMON STOCK 2022-05-01 0 $0.00 168,064 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2022-05-01 deemed execution date M 8,215 (d) 2026-02-14 class a common stock 8,215 $0.00 65,714 direct
Footnotes
IDfootnote
f1 restricted stock units ("rsus") convert into class a common stock on a one-for-one basis upon vesting and settlement.
f2 represents shares withheld by robinhood markets, inc. ("robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 8,215 rsus and does not represent a sale by the reporting person.
f3 on february 15, 2019, the reporting person was granted 394,283 rsus under robinhood's amended and restated 2013 stock plan, which award was amended and restated on january 13, 2020. one-fourth (1/4) of these rsus were scheduled to vest on january 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the reporting person's continued service with robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
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