Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-22-016306
Date:2022-05-02
Issuer: ASPEN AEROGELS INC (ASPN)
Original Submission Date:

Reporting Person:

SPRING CREEK CAPITAL LLC
4111 E. 37TH STREET NORTH
WICHITA, KS 67220

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-05-02 J 3,462,124 d $0.00 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on may 2, 2022, spring creek capital, llc ("spring creek") transferred 3,462,124 shares of common stock of aspen aerogels inc. (the "issuer") to wood river capital, llc ("wood river"). each of spring creek and wood river are indirectly beneficially owned by koch industries, inc. beneficial ownership is presented excluding non-voting preferred equity securities. no consideration was paid by wood river to spring creek in connection with this transfer.

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