Form Type: 4

SEC EDGAR Link
Accession Number:0001683168-22-003246
Date:2022-05-03
Issuer: CONSUMER PORTFOLIO SERVICES, INC. (CPSS)
Original Submission Date:

Reporting Person:

HARTON JOHN PATRICK
19500 JAMBOREE ROAD
IRVINE, CA 92612

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, NO PAR VALUE 2022-05-03 M 60,000 a $6.11 248,500 direct
COMMON STOCK, NO PAR VALUE 2022-05-03 F 38,280 d $13.68 210,220 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 6.11 2022-05-03 deemed execution date M 60,000 (d) 2022-05-19 common stock, no par value 60,000 $6.11 0 direct
Footnotes
IDfootnote
f1 represents a "net exercise" of outstanding stock options. the reporting person received 21,720 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. the reporting person forfeited 38,280 shares of common stock underlying the option in payment of the exercise prices and tax liability, using the closing stock price on may 3, 2022 of $13.68 per share.
f2 became exercisable in cumulative increments of 15,000 shares on may 19, 2016, 2017, 2018, and 2019.
f3 issued in consideration of the named person's service to the issuer.
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