Form Type: 4

SEC EDGAR Link
Accession Number:0001062993-22-011758
Date:2022-05-04
Issuer: ALLISON TRANSMISSION HOLDINGS INC (ALSN)
Original Submission Date:

Reporting Person:

ALTMAIER JUDY L
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY INDIANAPOLIS, IN 46222

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DEFERRED STOCK UNITS 0.0 2022-05-04 deemed execution date A 125 (a) common stock 125 $0.00 10,537 direct
DEFERRED STOCK UNITS 0.0 2022-05-05 deemed execution date A 3,746 (a) common stock 3,746 $0.00 14,283 direct
Footnotes
IDfootnote
f1 the deferred stock units ("dsus") represent a quarterly payment of the reporting person's other fees under the allison transmission holdings, inc.'s ( the "company") fifth amended and restated non-employee director compensation policy deferred pursuant to the company's amended and restated non-employee director deferred compensation plan.
f2 each dsu is the economic equivalent of one share of the company's common stock. the dsus become payable, in common stock, or at the company's election cash, at the earlier of the reporting person's separation from service or a change in control. dsus earn dividend equivalents when dividends are declared on the company's common stock.
f3 the number of dsus received was calculated based on $39.69, which was the closing price of the company's common stock on the date of grant.
f4 the forms 4 filed by the reporting person on august 10, 2021, november 9, 2021, and february 8, 2021, incorrectly reported the total number of dsus owned, which has been corrected in this form 4.
f5 the dsus represent the portion of the reporting person's annual equity award under the company's sixth amended and restated non-employee director compensation policy deferred pursuant to the company's amended and restated non-employee director deferred compensation plan.
f6 the dsus vest on the date of the next annual meeting of the stockholders of the company.
f7 the number of dsus received was calculated based on $38.70, which was the closing price of the company's common stock on the date of grant.
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