Form Type: 4

SEC EDGAR Link
Accession Number:0001592386-22-000056
Date:2022-05-06
Issuer: VIRTU FINANCIAL, INC. (VIRT)
Original Submission Date:

Reporting Person:

VIRTU EMPLOYEE HOLDCO LLC
C/O VIRTU FINANCIAL, INC.
1633 BROADWAY NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS C COMMON STOCK 2022-05-06 D 23,089 d $0.00 4,316,515 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-VOTING COMMON INTEREST UNITS OF VIRTU FINANCIAL LLC 0.0 2022-05-06 deemed execution date D 23,089 (d) class a common stock 23,089 $0.00 4,316,515 direct
Footnotes
IDfootnote
f1 virtu financial units and corresponding shares of class c common stock were distributed to electing employees and then exchanged for shares of class a common stock in accordance with the terms of the exchange agreement (as defined in footnote 2).
f2 pursuant to the terms of the exchange agreement, effective as of april 15, 2015, by and among the issuer, virtu financial llc and the equityholders of virtu financial llc (the "exchange agreement"), virtu financial units, together with a corresponding number of shares of class c common stock, may be exchanged for shares of class a common stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. the exchange rights under the exchange agreement do not expire.
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