Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-22-003970
Date:2022-05-10
Issuer: AGROFRESH SOLUTIONS, INC. (AGFS)
Original Submission Date:

Reporting Person:

LEWIS CLINTON A. JR.
ONE WASHINGTON SQUARE
510-530 WALNUT STREET, SUITE 1350 PHILADELPHIA, PA 19106

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-05-10 F 43,784 d $1.72 318,535 direct
COMMON STOCK 2022-05-10 0 $0.00 309,862 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person was granted 362,319 restricted shares in 2021, vesting in three equal annual installments beginning on may 10, 2022. 43,784 shares were forfeited effective may 10, 2022 in satisfaction of taxes payable upon vesting.
f2 the reporting person was granted 352,444 restricted shares in 2021, vesting in three equal installments beginning on march 31, 2022. 42,582 shares were previously forfeited in satisfaction of taxes payable upon vesting.
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