| Accession Number: | 0001127602-22-014148 |
| Date: | 2022-05-09 |
| Issuer: | MODERNA, INC. (MRNA) |
| Original Submission Date: |
MELINE DAVID W
C/O MODERNA, INC.
200 TECHNOLOGY SQUARE
CAMBRIDGE, MA 02139
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2022-05-09 | M | 348 | a | $134.40 | 2,739 | direct | ||
| COMMON STOCK | 2022-05-10 | S | 156 | d | $133.71 | 2,583 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2022-05-09 | deemed execution date | M | 348 (d) | common stock 348 | $0.00 | 3,830 | direct |
| ID | footnote |
|---|---|
| f1 | restricted stock units convert into common stock on a one-for-one basis. |
| f2 | represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of rsus. these sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the reporting person. |
| f3 | 25% of the shares subject to this restricted stock unit award vested on february 9, 2022 with the remainder vesting in twelve (12) equal quarterly installments thereafter. |
