Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-028355
Date:2022-05-11
Issuer: LGL GROUP INC (LGL)
Original Submission Date:

Reporting Person:

TIVY JAMES WILLIAM
2525 SHADER ROAD
ORLANDO, FL 32804

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-05-11 A 30,000 a $10.46 33,000 direct
COMMON STOCK 2022-05-11 0 $0.00 33,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
WARRANTS 12.5 deemed execution date 0 ( ) 2025-11-16 2025-11-16 common stock 600 $12.50 3,000 direct
Footnotes
IDfootnote
f1 restricted shares, subject to vesting 10,000 each year on 4/30/2023, 2024 and 2025.
f2 shares will be converted to mtronpti restricted shares upon a successful spin-off with the quantity prorated once the market value has been established.

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