Accession Number: | 0001209191-22-028355 |
Date: | 2022-05-11 |
Issuer: | LGL GROUP INC (LGL) |
Original Submission Date: |
TIVY JAMES WILLIAM
2525 SHADER ROAD
ORLANDO, FL 32804
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-05-11 | A | 30,000 | a | $10.46 | 33,000 | direct | ||
COMMON STOCK | 2022-05-11 | 0 | $0.00 | 33,000 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
WARRANTS | 12.5 | deemed execution date | 0 ( ) | 2025-11-16 | 2025-11-16 | common stock 600 | $12.50 | 3,000 | direct |
ID | footnote |
---|---|
f1 | restricted shares, subject to vesting 10,000 each year on 4/30/2023, 2024 and 2025. |
f2 | shares will be converted to mtronpti restricted shares upon a successful spin-off with the quantity prorated once the market value has been established. |