Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-22-014263
Date:2022-05-10
Issuer: MODERNA, INC. (MRNA)
Original Submission Date:

Reporting Person:

NADER FRANCOIS
C/O MODERNA, INC.
200 TECHNOLOGY SQUARE CAMBRIDGE, MA 02139

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-05-10 M 23,100 a $18.87 23,803 direct
COMMON STOCK 2022-05-10 S 3,196 d $136.10 20,607 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 18.87 2022-05-10 deemed execution date M 23,100 (d) 2029-12-10 common stock 23,100 $18.87 16,620 direct
Footnotes
IDfootnote
f1 the reported transaction was effected pursuant to a rule 10b5-1 trading plan adopted on march 9, 2022.
f2 represents the number of shares sold by the reporting person to cover the payment of the exercise price of the option.
f3 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $136.10 to $136.17. full information regarding the number of shares sold at each separate price can befurnished to the sec staff upon request.
f4 this option is fully vested and exercisable.

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