Accession Number: | 0000914025-22-000025 |
Date: | 2022-05-10 |
Issuer: | PLANTRONICS INC /CA/ (POLY) |
Original Submission Date: |
SHULL DAVID M
345 ENCINAL STREET
SANTA CRUZ, CA 95060
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-05-10 | A | 97,123 | a | $0.00 | 266,683 | direct | ||
COMMON STOCK | 2022-05-10 | F | 8,969 | d | $39.62 | 257,714 | direct | ||
COMMON STOCK | 2022-05-10 | A | 107,866 | a | $0.00 | 365,580 | direct | ||
COMMON STOCK | 2022-05-10 | F | 46,018 | d | $39.62 | 319,562 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents a restricted stock unit (rsu) award granted under the plantronics, inc. 2003 stock plan. one-third of the total number of rsus granted will vest annually over 3 years on the anniversary of the grant date, subject to continued employment. |
f2 | represents shares withheld by plantronics, inc. to satisfy tax withholding obligations that arose upon the vesting of the rsus. |
f3 | represents the vesting of performance-based restricted stock unit awards (psus). |
f4 | represents shares withheld by plantronics, inc. to satisfy tax withholding obligations that arose upon the vesting of the psus. |
f5 | includes 185,972 unvested rsus. also includes the voluntary reporting of 581 shares acquired on august 13, 2021 and 861 shares on february 15, 2022 under the plantronics, inc. 2002 employee stock purchase plan, as amended and restated. |