Form Type: 4

SEC EDGAR Link
Accession Number:0001235802-22-000064
Date:2022-05-10
Issuer: VAPOTHERM INC (VAPO)
Original Submission Date:

Reporting Person:

RAMADE GREGOIRE
100 DOMAIN DRIVE
EXETER, NH 03833

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-05-10 0 $0.00 33,114 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 3.16 2022-05-10 deemed execution date A 53,000 (a) 2032-05-10 common stock 53,000 $3.16 53,000 direct
Footnotes
IDfootnote
f1 includes 19,900 shares that will be issued over time upon vesting and settlement of restricted stock units granted under the vapotherm, inc. 2018 equity incentive plan (as amended from time to time, the "2018 equity plan") and the vapotherm, inc. amended and restated 2019 french qualifying sub plan (the "french sub plan").
f2 this option was granted under the 2018 equity plan and the french sub plan and will vest as to 25% of the underlying shares on january 1, 2024, and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, subject to the reporting person's continued service as an employee or other service provider to the issuer through the vesting dates.
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