Form Type: 4

SEC EDGAR Link
Accession Number:0001162953-22-000001
Date:2022-05-11
Issuer: URBAN ONE, INC. (UONE/UONEK)
Original Submission Date:

Reporting Person:

ARMSTRONG D GEOFFREY
5900 PRINCESS GARDEN PARKWAY
7TH FL LANHAM, MD 20706

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS D COMMON STOCK 2022-05-11 M 30,120 a $0.00 208,541 direct
CLASS D COMMON STOCK 2022-05-11 S 14,931 d $6.06 193,610 direct
CLASS D COMMON STOCK 2022-05-11 S 15,189 d $6.05 178,421 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.83 2022-05-11 deemed execution date M 30,120 (d) 2013-06-05 2022-06-05 class d common stick 30,120 $0.83 208,541 direct
Footnotes
IDfootnote
f1 represents the exercise of previously granted restricted stock unit options, with an exercise price of $0.83 per share. these options were to expire on june 5, 2022.
f2 a majority of the proceeds from these sales will be used to cover the reporting person's tax liability arising from option exercises.
f3 the price reported in column 4 is a weighted average price upon sake after exercise of the underlying stock options. the reporting person undertakes to provide to urban one, inc., any security holder of urban one, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this form 4.
f4 the total represents all class a and class d common stock shares held by the reporting person. after the transaction reported herein, the reporting person additionally beneficially owns 10,000 shares of class a common stock and 168,421 shares of class d common stock for a total of 178,421 shares across all classes of urban one, inc. stock, classes a, b, c, and d. this number does not include options as per the transactions reported herein mr. armstrong no longer holds options.
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