Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-22-018150
Date:2022-05-12
Issuer: ROCKET LAB USA, INC. (RKLB)
Original Submission Date:

Reporting Person:

SPICE ADAM C.
C/O ROCKET LAB USA, INC.
3881 MCGOWEN STREET LONG BEACH, CA 90808

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-05-12 A 1,837,524 a $0.00 1,837,524 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents restricted stock units ("rsus") granted to mr. spice under the rocket lab usa, inc. 2021 stock option and incentive plan (the "2021 plan"). such rsus will vest as follows: 1/16 of the rsus will vest on august 22, 2022 and 1/16 of the rsus will vest on each march 1st, may 22nd, august 22nd or november 22nd thereafter, in each case subject to the reporting person's continuous service relationship through each applicable vesting date. the rsus were granted on may 12, 2022.

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