| Accession Number: | 0001418100-22-000053 |
| Date: | 2022-05-15 |
| Issuer: | AVAYA HOLDINGS CORP. (AVYA) |
| Original Submission Date: |
SPEARS STEPHEN
C/O AVAYA HOLDINGS CORP.
2605 MERIDIAN PARKWAY, SUITE 200
DURHAM, NC 27713
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK - RESTRICTED STOCK UNITS | 2022-05-15 | M | 19,954 | d | $0.00 | 148,990 | direct | ||
| COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2022-05-15 | A | 19,954 | a | $0.00 | 73,786 | direct | ||
| COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2022-05-15 | F | 6,007 | d | $6.33 | 67,779 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | represents the number of shares of common stock, par value $0.01 per share, of avaya holdings corp. ("common stock"), which vested pursuant to various restricted stock unit (each, an "rsu") awards. these rsus were previously reported on table i on a form 4. |
| f2 | consists of rsus previously reported on a form 4 in table i that have not, as of yet, vested in accordance with their terms. each rsu represents a contingent right to receive, at vesting, one share of common stock. |
| f3 | these securities represent the total number of common stock owned, which includes 1,481 shares purchased pursuant to the avaya holdings corp. 2020 employee stock purchase plan ("espp"). this does not include any fractional shares acquired through the espp. |
| f4 | represents the number of shares of common stock withheld by avaya holdings corp. to cover tax withholding obligations in connection with the vesting of rsus. |
