Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-029878
Date:2022-05-15
Issuer: ALARM.COM HOLDINGS, INC. (ALRM)
Original Submission Date:

Reporting Person:

TRUNDLE STEPHEN
C/O ALARM.COM HOLDINGS, INC.
8281 GREENSBORO DRIVE SUITE 100 TYSONS, VA 22102

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-05-15 A 25,000 a $0.00 229,539 direct
COMMON STOCK 2022-05-16 S 1,930 d $57.70 227,609 direct
COMMON STOCK 2022-05-16 S 462 d $58.21 227,147 direct
COMMON STOCK 2022-05-15 0 $0.00 1,339,343 indirect
COMMON STOCK 2022-05-15 0 $0.00 259,687 indirect
COMMON STOCK 2022-05-15 0 $0.00 9,862 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 59.1 2022-05-15 deemed execution date A 30,000 (a) 2032-05-14 common stock 30,000 $59.10 30,000 direct
Footnotes
IDfootnote
f1 this security represents restricted stock units (the "rsus") granted under the issuer's 2015 equity incentive plan, as amended. each rsu represents a contingent right to receive one share of common stock of the issuer.
f2 the rsus shall vest in five (5) equal annual installments beginning on may 15, 2023, such that the rsus shall be fully vested on may 15, 2027, subject to the reporting person's continued service with the issuer through each such date.
f3 represents the number of shares required to be sold by the reporting person to cover the tax withholding obligation in connection with the settlement of vested rsus. this sale is mandated by the issuer's election under its equity incentive plans to require the reporting person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the issuer. this sale does not represent a discretionary trade by the reporting person.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $57.14 - $58.13, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $58.14 - $58.42, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f6 these shares are owned by backbone partners, llc ("backbone"). the reporting person has the sole power to vote and dispose of the shares held by backbone. the reporting person disclaims beneficial ownership of the shares owned by backbone except to the extent, if any, of his pecuniary interest therein.
f7 these shares are owned by the stephen trundle 2015 gift trust (the "trust"). certain members of the reporting person's immediate family are beneficiaries of the trust. the reporting person disclaims beneficial ownership of the shares owned by the trust except to the extent, if any, of his pecuniary interest therein.
f8 these shares are owned by the footings advancement trust (the "advancement trust"). the reporting person has the sole power to vote and dispose of the shares held by the advancement trust and certain members of the reporting person's immediate family are beneficiaries. the reporting person disclaims beneficial ownership of the shares owned by the advancement trust except to the extent, if any, of his pecuniary interest therein.
f9 this option shall vest and become exercisable in sixty (60) equal monthly installments on the 1st day of each calendar month beginning on june 1, 2022, subject to the reporting person's continued service with the issuer through each such date.
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