| Accession Number: | 0000898770-22-000046 |
| Date: | 2022-05-17 |
| Issuer: | SHARPS COMPLIANCE CORP (SMED) |
| Original Submission Date: |
TUSA DAVID P
9220 KIRBY DRIVE
SUITE 500
HOUSTON, TX 77054
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2022-05-17 | M | 25,000 | a | $3.80 | 113,088 | direct | ||
| COMMON STOCK | 2022-05-17 | S | 25,000 | d | $4.25 | 88,088 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SHARPS COMPLIANCE 2010 STOCK PLAN OPTIONS | 3.8 | 2022-05-17 | deemed execution date | M | 25,000 (a) | 2020-02-13 | 2026-02-13 | common stock 25,000 | $3.80 | 306,119 | direct |
| ID | footnote |
|---|---|
| f1 | cashless exercise and immediate sale through a broker of a stock award granted on february 13, 2019. all shares were issued under the sharps compliance corp. 2010 stock plan and were scheduled to expire on february 13, 2026. |
| f2 | this represents the weighted average sale of the 25,000 shares. shares were sold between a range of $4.25 and $4.28. |
