Accession Number: | 0001209191-22-030107 |
Date: | 2022-05-16 |
Issuer: | QUANTUMSCAPE CORP (QS) |
Original Submission Date: |
STRAUBEL JEFFREY B
C/O QUANTUMSCAPE CORPORATION
1730 TECHNOLOGY DRIVE
SAN JOSE, CA 95110
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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CLASS A COMMON STOCK | 2022-05-16 | S | 30,837 | a | $11.86 | 376,631 | direct | ||
CLASS A COMMON STOCK | 2022-05-16 | S | 100 | d | $12.42 | 376,531 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person in march 2022. |
f2 | the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $11.38 to $12.37, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4. |
f3 | includes 5,294 shares represented by restricted stock units ("rsus"). each rsu represents the reporting person's right to receive one share of class a common stock of the issuer. 100% of the rsus vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the reporting person's continued service as of the vesting date. |