Accession Number: | 0001104659-22-062499 |
Date: | 2022-05-16 |
Issuer: | STELLUS CAPITAL INVESTMENT CORP (SCM) |
Original Submission Date: |
LADD ROBERT T.
C/O STELLUS CAPITAL INVESTMENT CORP
4400 POST OAK PARKWAY, SUITE 2200
HOUSTON, TX 77027
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-05-16 | P | 1,000 | a | $12.82 | 617,747 | direct | ||
COMMON STOCK | 2022-05-18 | P | 1,000 | a | $12.85 | 618,747 | direct | ||
COMMON STOCK | 2022-05-18 | P | 1,000 | a | $12.87 | 619,747 | direct | ||
COMMON STOCK | 2022-05-18 | P | 3,834 | a | $13.00 | 623,581 | direct | ||
COMMON STOCK | 2022-05-18 | P | 582 | a | $12.69 | 624,163 | direct | ||
COMMON STOCK | 2022-05-18 | P | 388 | a | $12.69 | 624,551 | direct | ||
COMMON STOCK | 2022-05-18 | P | 30 | a | $12.70 | 624,581 | direct | ||
COMMON STOCK | 2022-05-18 | P | 1,000 | a | $12.68 | 625,581 | direct | ||
COMMON STOCK | 2022-05-18 | P | 1,000 | a | $12.66 | 626,581 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | includes shares acquired pursuant to the issuer's dividend reinvestment plan. |