Form Type: 4

SEC EDGAR Link
Accession Number:0001683168-22-003788
Date:2022-05-16
Issuer: CONSUMER PORTFOLIO SERVICES, INC. (CPSS)
Original Submission Date:

Reporting Person:

ADAMS CHRIS
3800 HOWARD HUGHES PARKWAY
LAS VEGAS, NV 89169

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, NO PAR VALUE 2022-05-16 M 30,000 a $6.11 142,213 direct
COMMON STOCK, NO PAR VALUE 2022-05-16 F 13,468 d $13.61 128,745 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 6.11 2022-05-16 deemed execution date M 30,000 (d) 2015-11-19 2022-05-19 common stock, no par value 30,000 $6.11 0 direct
Footnotes
IDfootnote
f1 represents a "net exercise" of outstanding stock options. the reporting person received 16,532 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. the reporting person forfeited 13,468 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on may 16, 2022 of $13.61 per share.
f2 includes 13,000 shares of stock held in an individual retirement account, which the reporting person previously characterized as indirect ownership.
f3 issued in consideration of the named person's services to the issuer.
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