Accession Number: | 0001683168-22-003788 |
Date: | 2022-05-16 |
Issuer: | CONSUMER PORTFOLIO SERVICES, INC. (CPSS) |
Original Submission Date: |
ADAMS CHRIS
3800 HOWARD HUGHES PARKWAY
LAS VEGAS, NV 89169
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, NO PAR VALUE | 2022-05-16 | M | 30,000 | a | $6.11 | 142,213 | direct | ||
COMMON STOCK, NO PAR VALUE | 2022-05-16 | F | 13,468 | d | $13.61 | 128,745 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 6.11 | 2022-05-16 | deemed execution date | M | 30,000 (d) | 2015-11-19 | 2022-05-19 | common stock, no par value 30,000 | $6.11 | 0 | direct |
ID | footnote |
---|---|
f1 | represents a "net exercise" of outstanding stock options. the reporting person received 16,532 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. the reporting person forfeited 13,468 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on may 16, 2022 of $13.61 per share. |
f2 | includes 13,000 shares of stock held in an individual retirement account, which the reporting person previously characterized as indirect ownership. |
f3 | issued in consideration of the named person's services to the issuer. |