Accession Number: | 0001118417-22-000078 |
Date: | 2022-05-16 |
Issuer: | MODEL N, INC. (MODN) |
Original Submission Date: |
LYON CHRISTOPHER
C/O MODEL N, INC.
777 MARINERS ISLAND BLVD, SUITE 300
SAN MATEO, CA 94404
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-05-16 | S | 981 | d | $23.61 | 149,024 | direct | ||
COMMON STOCK | 2022-05-16 | S | 563 | d | $23.61 | 148,461 | direct | ||
COMMON STOCK | 2022-05-16 | S | 497 | d | $23.61 | 147,964 | direct | ||
COMMON STOCK | 2022-05-16 | S | 185 | d | $23.61 | 147,466 | direct | ||
COMMON STOCK | 2022-05-16 | S | 372 | d | $23.61 | 147,094 | direct | ||
COMMON STOCK | 2022-05-16 | S | 626 | d | $23.61 | 146,468 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | all shares reported as disposed of in this transaction were sold by the reporting person in order to pay the federal and state tax withholding obligations resulting from the vesting of the reporting person's restricted stock units ("rsus") and/or performance-based rsus. the reporting person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes. |
f2 | reflects a decrease of 313 shares of unvested performance-based rsus ("pb-rsus") that were cancelled due to the achievement of 64.9% of certain performance criteria related to pb-rsus granted to the reporting person on november 22, 2019. |