Form Type: 4

SEC EDGAR Link
Accession Number:0000892482-22-000034
Date:2022-05-17
Issuer: QUMU CORP (QUMU)
Original Submission Date:

Reporting Person:

BENTLEY ROSE
400 S. 4TH STREET, SUITE 401-412
MINNEAPOLIS, MN 55415

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2022-05-17 deemed execution date A 150,000 (a) common stock 150,000 $0.00 150,000 direct
STOCK OPTION (RIGHT-TO-BUY) 1.07 2022-05-17 deemed execution date A 50,000 (a) 2023-05-17 2029-05-17 common stock 50,000 $1.07 50,000 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents the contingent right to receive one share of qumu common stock.
f2 the restricted stock units vest as to 25% on each of the first four anniversaries of the date of grant.
f3 all shares will be issued within 90 days following the date the restricted stock units vest.
f4 option vests as to 25% on each of the first four anniversaries of the date of grant.

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