Form Type: 4/A

SEC EDGAR Link
Accession Number:0001209191-22-030586
Date:2022-05-16
Issuer: QUANTUMSCAPE CORP (QS)
Original Submission Date:2022-05-18

Reporting Person:

STRAUBEL JEFFREY B
C/O QUANTUMSCAPE CORPORATION
1730 TECHNOLOGY DRIVE SAN JOSE, CA 95110

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2022-05-16 S 30,837 d $11.86 376,631 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person in march 2022.
f2 on may 18, 2022 the reporting person filed a form 4 that incorrectly listed shares as an acquisition rather than a disposition. this amendment corrects that inaccurate code listing.
f3 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $11.38 to $12.37, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f4 includes 5,294 shares represented by restricted stock units ("rsus"). each rsu represents the reporting person's right to receive one share of class a common stock of the issuer. 100% of the rsus vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the reporting person's continued service as of the vesting date.
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