Accession Number: | 0001683168-22-003830 |
Date: | 2022-05-17 |
Issuer: | CONSUMER PORTFOLIO SERVICES, INC. (CPSS) |
Original Submission Date: |
BRADLEY CHARLES E JR
3800 HOWARD HUGHES PARKWAY, SUITE 1400
LAS VEGAS, NV 89169
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, NO PAR VALUE | 2022-05-17 | M | 300,000 | a | $6.11 | 3,547,287 | direct | ||
COMMON STOCK, NO PAR VALUE | 2022-05-17 | F | 190,530 | d | $14.41 | 3,356,757 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 6.11 | 2022-05-17 | deemed execution date | M | 300,000 (d) | 2022-05-19 | common stock, no par value 300,000 | $6.11 | 0 | direct |
ID | footnote |
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f1 | represents a "net exercise" of outstanding stock options. the reporting person received 109,470 shares of common stock on net exercise of option to purchase 300,000 shares of common stock. the reporting person forfeited 190,530 shares of common stock underlying the option in payment of the exercise prices and tax liability, using the closing stock price on may 17, 2022 of $14.41 per share. |
f2 | became exercisable in cumulative increments of 75,000 shares on may 19, 2016, 2017, 2018, and 2019. |
f3 | issued in consideration of the named person's services to the issuer. |