Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-22-019134
Date:2022-05-18
Issuer: MODERNA, INC. (MRNA)
Original Submission Date:

Reporting Person:

AFEYAN NOUBAR
C/O FLAGSHIP PIONEERING, INC.
55 CAMBRIDGE PARKWAY, SUITE 800E CAMBRIDGE, MA 02142

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-05-18 S 10,000 d $138.38 2,567,209 direct
COMMON STOCK 2022-05-18 0 $0.00 12,882,819 indirect f3
COMMON STOCK 2022-05-18 0 $0.00 3,924 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these sales were effected by the reporting person pursuant to a rule 10b5-1 trading plan adopted on september 15, 2021, as amended on march 11, 2022.
f2 includes shares received in prior distributions-in-kind from flagship venturelabs iv llc ("venturelabs iv"), flagship ventures fund iv, l.p. ("flagship fund iv"), flagship fund ventures fund iv-rx, l.p. ("flagship fund iv-rx") and flagship fund iv general partner llc ("flagship fund iv gp") made in accordance with the exemptions afforded by rule 16a-13 and rule 16a-9 of the securities exchange act of 1934, as amended.
f3 10,801,059 shares are held directly by flagship fund iv (which reflects prior distributions-in-kind from venturelabs iv) and 2,081,760 shares are held directly by flagship fund iv-rx. flagship fund iv gp is the general partner of each of flagship fund iv and flagship fund iv-rx. the reporting person is the sole manager of flagship fund iv gp and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
f4 3,924 shares are held directly by flagship pioneering, inc. ("flagship pioneering"). the reporting person is the ceo and sole stockholder of flagship pioneering and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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