Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-22-004344
Date:2022-05-19
Issuer: AGROFRESH SOLUTIONS, INC. (AGFS)
Original Submission Date:

Reporting Person:

LEWIS CLINTON A. JR.
ONE WASHINGTON SQUARE
510-530 WALNUT STREET, SUITE 1350 PHILADELPHIA, PA 19106

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-05-19 P 32,050 a $1.69 32,050 direct
COMMON STOCK 2022-05-20 P 21,400 a $1.79 53,450 direct
COMMON STOCK 2022-05-19 0 $0.00 318,535 direct
COMMON STOCK 2022-05-19 0 $0.00 309,862 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $1.555 to $1.79, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
f2 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $1.72 to $1.81, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
f3 the reporting person was granted 362,319 restricted shares in 2021, vesting in three equal installments beginning may 10, 2022. 43,784 shares were previously forfeited in satisfaction of taxes payable upon vesting.
f4 the reporting person was granted 352,444 restricted shares in 2021, vesting in three equal installments beginning march 31, 2022. 42,582 shares were previously forfeited in satisfaction of taxes payable upon vesting.
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