Form Type: 4

SEC EDGAR Link
Accession Number:0000921895-22-001802
Date:2022-05-24
Issuer: HARVARD BIOSCIENCE INC (HBIO)
Original Submission Date:

Reporting Person:

EDRICK ALAN I
C/O HARVARD BIOSCIENCE, INC.
84 OCTOBER HILL RD. HOLLISTON, MA 01746

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-05-24 A 38,259 a $0.00 172,485 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents an award of 38,259 restricted stock units that fully vest on the earlier to occur of (i) the date of the issuer's next annual meeting of stockholders after may 17, 2022, immediately prior to the commencement of such meeting, and (ii) may 24, 2023.
f2 includes (a) the award described in footnote (1) above and (b) 134,226 shares of common stock held by the reporting person.
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