Accession Number: | 0001104659-22-065270 |
Date: | 2022-05-24 |
Issuer: | QUEST RESOURCE HOLDING CORP (QRHC) |
Original Submission Date: |
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I
450 SEVENTH AVENUE
SUITE 509
NEW YORK, NY 10123
WYNNEFIELD PARTNERS SMALL CAP VALUE LP
450 SEVENTH AVENUE
SUITE 509
NEW YORK, NY 10123
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD
450 SEVENTH AVENUE
SUITE 509
NEW YORK, NY 10123
WYNNEFIELD CAPITAL MANAGEMENT LLC
450 SEVENTH AVENUE
SUITE 509
NEW YORK, NY 10123
WYNNEFIELD CAPITAL INC
450 SEVENTH AVENUE
SUITE 509
NEW YORK, NY 10123
WYNNEFIELD CAPITAL, INC. PROFIT SHARING PLAN
450 SEVENTH AVENUE
SUITE 509
NEW YORK, NY 10123
OBUS NELSON
450 SEVENTH AVENUE
SUITE 509
NEW YORK, NY 10123
LANDES JOSHUA
450 SEVENTH AVENUE
SUITE 509
NEW YORK, NY 10123
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, $0.001 PAR VALUE PER SHARE | 2022-05-24 | P | 2,271 | a | $4.37 | 1,153,332 f1 | direct | ||
COMMON STOCK, $0.001 PAR VALUE PER SHARE | 2022-05-24 | P | 2,384 | a | $4.37 | 1,307,086 | indirect | f2,f3,f4 | |
COMMON STOCK, $0.001 PAR VALUE PER SHARE | 2022-05-25 | P | 2,608 | a | $4.40 | 1,155,940 f1 | direct | ||
COMMON STOCK, $0.001 PAR VALUE PER SHARE | 2022-05-25 | P | 2,737 | a | $4.40 | 1,309,823 | indirect | f2,f3,f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the reporting person directly beneficially owns 1,155,940 shares of common stock, $0.001 par value per share ("common stock") of quest resource holding corporation. wynnefield capital management, llc, as the sole general partner of the reporting person, has an indirect beneficial ownership interest in the shares of common stock that the reporting person directly beneficially owns. nelson obus and joshua landes, as co-managing members of wynnefield capital management, llc, have an indirect beneficial ownership interest in the shares of common stock that the reporting person directly beneficially owns. |
f2 | the reporting person has an indirect beneficial ownership interest in 758,541 shares of common stock, which are directly beneficially owned by wynnefield partners small cap value, l.p., as members of a group under section 13(d) of the securities exchange act of 1934, as amended (the "exchange act"). wynnefield partners small cap value, l.p., which maintains offices at the same address as the reporting person, is filing this statement jointly with the reporting person. wynnefield capital management, llc, as the sole general partner of wynnefield partners small cap value, l.p., has an indirect beneficial ownership interest in the shares of common stock that wynnefield partners small cap value l.p. directly beneficially owns. nelson obus and joshua landes, as co-managing members of wynnefield capital management, llc, have an indirect beneficial ownership interest in the shares of common stock that wynnefield partners small cap value, l.p. directly beneficially owns. |
f3 | the reporting person has an indirect beneficial ownership interest in 286,479 shares of common stock, which are directly beneficially owned by wynnefield small cap value offshore fund, ltd., as members of a group under section 13(d) of the exchange act. wynnefield small cap value offshore fund, ltd., which maintains offices at the same address as the reporting person, is filing this statement jointly with the reporting person. wynnefield capital, inc. as the sole investment manager of wynnefield small cap value offshore fund, ltd., has an indirect beneficial ownership interest in the shares of common stock that wynnefield small cap value offshore fund, ltd. directly beneficially owns. nelson obus and joshua landes, as principal executive officers of wynnefield capital, inc., have an indirect beneficial ownership interest in the shares of common stock that wynnefield small cap value offshore fund, ltd. directly beneficially owns. |
f4 | the reporting person has an indirect beneficial ownership interest in 264,803 shares of common stock, which are directly beneficially owned by wynnefield capital, inc. profit sharing plan, as members of a group under section 13(d) of the exchange act. wynnefield capital, inc. profit sharing plan, which maintains offices at the same address as the reporting person, is filing this form jointly with the reporting person. mr. obus and mr. landes, as co-trustees, has the power to vote and dispose of wynnefield capital, inc. profit sharing plan's investments in securities and has an indirect beneficial ownership interest in the shares of common stock that wynnefield capital, inc. profit sharing plan directly beneficially owns. |