Accession Number: | 0001213900-22-029795 |
Date: | 2022-05-24 |
Issuer: | B. RILEY FINANCIAL, INC. (RILY) |
Original Submission Date: |
ANTIN ROBERT L
C/O B. RILEY FINANCIAL, INC.
11100 SANTA MONICA BLVD. SUITE 800
LOS ANGELES, CA 90025
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2022-05-24 | A | 1,490 | a | $0.00 | 25,498 | direct | ||
COMMON STOCK | 2022-05-24 | 0 | $0.00 | 200,000 | indirect | ||||
COMMON STOCK | 2022-05-24 | 0 | $0.00 | 200,000 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents a restricted stock unit that settles in common stock of the company and vests in full on the earlier of june 2, 2023, or the company's next annual shareholder meeting. |
f2 | held of record by robert l. antin and patti antin as trustees for the robert and patti antin living trust. the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
f3 | held of record by the robert antin children irrevocable trust dtd 1/1/01 (the "trust"). the reporting person is the settlor of the trust. the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |