Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-22-015719
Date:2022-05-31
Issuer: APPLIED BLOCKCHAIN, INC. (APLD)
Original Submission Date:

Reporting Person:

HASTINGS CHUCK
3811 TURTLE CREEK BLVD, SUITE 2100
DALLAS, TX 75219

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-05-31 P 10,000 a $4.83 444,500 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.81 to $4.83. the reporting person will provide upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
f2 includes 100,000 shares of restricted stock granted as stock compensation for the reporting person's board service, 50,000 of which will vest on each of (i) april 1, 2022 or the date, if later, on which the sec declares effective a registration statement covering the resale of the shares of restricted stock and (ii) april 1, 2023, so long as the reporting person is a director of the issuer on each such date.
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